Managing marketeers : supervisory responsibilities of broker-deals and investment advisers /

Managing marketeers : supervisory responsibilities of broker-deals and investment advisers /

Bibliographic Details
Main Author: Parker, Phillip D
Other Authors: Ferrara, Ralph C, Smith, Colby A
Format: Book
Language:English
Published: Chicago : CCH Inc., c2000
Subjects:
Brokers > Legal status, laws, etc > United States.
Finance, Personal > United States
Financial planners > Legal status, laws, etc > United States.
Investment advisors > Legal status, laws, etc > United States
Securities > United States
Stock exchanges > Law and legislation > United States

Internet

Harvard University

Holdings details from Harvard University
Call Number: KF1072 .P37x 2000

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