Risk and regulation in global securities markets /
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Chichester ; New York :
John Wiley,
c1996
Chichester, Eng. ; New York : John Wiley & Sons, 1996 Chichester; New York : 1996 New York : c1996 Chichester ; New York : [1996] |
| Subjects: |
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| 050 | 0 | 0 | |a K1114 |b .D35 1996 |
| 082 | 0 | 0 | |a 346/.092 |a 342.692 |2 20 |
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| 099 | |a IN PROCESS | ||
| 100 | 1 | |a Dale, Richard |1 http://viaf.org/viaf/249671596 | |
| 100 | 1 | |a Dale, Richard | |
| 245 | 1 | 0 | |a Risk and regulation in global securities markets / |c Richard Dale |
| 260 | |a Chichester ; |a New York : |b John Wiley, |c c1996 | ||
| 260 | |a Chichester, Eng. ; |a New York : |b John Wiley, |c 1996 | ||
| 260 | |a Chichester; |a New York : |b John Wiley & Sons, |c 1996 | ||
| 260 | |a New York : |b John Wiley, |c c1996 | ||
| 263 | |a 9605 | ||
| 264 | 1 | |a Chichester ; |a New York : |b John Wiley, |c [1996] | |
| 264 | 4 | |c ©1996 | |
| 300 | |a x, 342 p. : |b ill. ; |c 24 cm | ||
| 300 | |a x, 342 p. ; |c 23 cm | ||
| 300 | |a x, 342 p. ; |c 24 cm | ||
| 300 | |a x, 342 pages : |b illustrations ; |c 24 cm | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a unmediated |b n |2 rdamedia | ||
| 338 | |a volume |b nc |2 rdacarrier | ||
| 504 | |a Includes bibliographical references and index | ||
| 505 | 0 | 0 | |g 1 |t Financial Regulation in the New Global Markets -- |g 2. |t The Regulation of Investment Firms in the European Union -- |g 3. |t The Capital Adequacy Regulation of US Broker-Dealers -- |g 4. |t Japan's New Financial Regulatory Regime -- |g 5. |t Global Regulatory Initiatives -- |g 6. |t Derivatives: The New Regulatory Challenge -- |g 7. |t Summary and Conclusions -- |t Appendix 1 The Barings Disaster: A Warning to Regulators -- |t Appendix 2 Implementing the CAD -- |t Appendix 3 Comparison of Position Risk Requirements -- |t Appendix 4 Supervising Financial Conglomerates -- |t Appendix 5 EC Council Directive (93/6/EEC) of 15 March 1993 -- |t Appendix 6 Amendment to the Capital Accord to Incorporate Market Risks. |
| 650 | 0 | |a Banks and banking |x Securities processing | |
| 650 | 0 | |a Capital market |x Law and legislation | |
| 650 | 0 | |a Financial institutions |x Law and legislation | |
| 650 | 0 | |a Securities industry | |
| 650 | 0 | |a Securities | |
| 650 | 7 | |a Banks and banking |x Securities processing |2 fast |0 http://id.worldcat.org/fast/826979 | |
| 650 | 7 | |a Banks and banking |x Securities processing |2 fast | |
| 650 | 7 | |a Capital market |x Law and legislation |2 fast |0 http://id.worldcat.org/fast/846364 | |
| 650 | 7 | |a Capital market |x Law and legislation |2 fast | |
| 650 | 7 | |a Financial institutions |x Law and legislation |2 fast |0 http://id.worldcat.org/fast/924669 | |
| 650 | 7 | |a Financial institutions |x Law and legislation |2 fast | |
| 650 | 7 | |a Securities industry |2 fast |0 http://id.worldcat.org/fast/1110811 | |
| 650 | 7 | |a Securities industry |2 fast | |
| 650 | 7 | |a Securities |2 fast |0 http://id.worldcat.org/fast/1110743 | |
| 650 | 7 | |a Securities |2 fast | |
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